Pragmatic test practice software

To let the clients have an understanding of their mastery degree of our Series6 guide materials and get a well preparation for the test, we provide the test practice software to the clients. The test practice software of Series6 practice guide is based on the real test questions and its interface is easy to use. The test practice software boosts the test scheme which stimulate the real test and boost multiple practice models, the historical records of the practice of Series6 training materials and the self-evaluation function. The test software can help you practice the real Series6 questions. The clients can define the environment of the practice to adjust to their learning goals by themselves. Thus we can guarantee that you can get a high score in the test if you use our Series6 guide materials.

Nowadays the knowledge capabilities and mental labor are more valuable than the manual labor because knowledge can create more wealth than the mental labor. If you boost professional knowledge capabilities in some area you are bound to create a lot of values and can get a good job with high income. Passing the test of FINRA certification can help you achieve that, and our Series6 training materials are the best study materials for you to prepare for the test. Our Series6 guide materials combine the key information about the test in the past years' test papers and the latest emerging knowledge points among the industry to help the clients both solidify the foundation and advance with the times. We give priority to the user experiences and the clients' feedback, Series6 practice guide will constantly improve our service and update the version to bring more conveniences to the clients and make them be satisfied. The clients' satisfaction degrees about our Series6 training materials are our motive force source to keep forging ahead. Now you can have an understanding of our Series6 guide materials.

Free update within one year

We provide free update to the clients within one year. The clients can get more Series6 guide materials to learn and understand the latest industry trend. We boost the specialized expert team to take charge for the update of Series6 practice guide timely and periodically. They refer to the excellent published authors' thesis and the latest emerging knowledge points among the industry to update our Series6 training materials. After one year, the clients can enjoy 50 percent discounts and the old clients enjoy some certain discounts when purchasing. So the clients can enjoy more benefits after they buy our Series6 guide materials.

Pay high attention to the user experiences

Our service tenet is to let the clients get the best user experiences and be satisfied. From the research, compiling, production to the sales, after-sale service, we try our best to provide the conveniences to the clients and make full use of our Series6 guide materials. We organize the expert team to compile the Series6 practice guide elaborately and constantly update them. To let the clients have a fundamental understanding of our Series6 training materials, we provide the free trials before their purchasing. To save the clients' time, we send the products in the form of mails to the clients in 5-10 minutes after they purchase our Series6 practice guide and we simplify the information to let the client only need dozens of hours to learn and prepare for the test. To help the clients solve the problems which occur in the process of using our Series6 guide materials, the clients can consult u about the issues about our study materials at any time. To make the clients get a systematically and targeted learning, we provide multiple functions in our software. So we can say that our Series6 training materials are people-oriented and place the clients' experiences in the prominent position.

FINRA Investment Company and Variable Contracts Products Representative Examination (IR) Sample Questions:

1. Mr. R. Retired recently turned 61 and has decided to annuitize a variable annuity contract in which he had
been investing. When he does so:

A) he will have to pay a 10% penalty for annuitizing the contract before he turned 62 1/2 .
B) the value of his annuity units becomes fixed.
C) Both B and C are true statements.
D) his accumulation units will be converted into a fixed number of annuity units.

2. HiTop Investments main office is located in the state of Colorado. A registered representative of the firm
sent out an e-mail to his clients, some of whom reside in other states, promoting the firm's Colorado
Municipal Bond Fund, which invests exclusively in bonds offered by the state and local governments of
Colorado. In the e-mail, the representative states, "These bonds provide income that is free from both
federal and state taxes and may also be free from local taxation, if any exists." Is this e-mail in violation of
any securities' laws?

A) Yes. A fund that invests only in bonds offered by state and local governments of one state may not be
sold to investors who reside in other states.
B) No. Since the fund invests exclusively in bonds offered by the state and local governments of Colorado,
the representative's statement contains no misstatement of fact.
C) Yes. The representative's statement that the "bonds provide income that is free from both federal and
state taxes and may also be free from local taxation, if any exists," is untrue.
D) Yes. Advertisements referring to a specific fund may not be distributed by electronic means.

3. Which of the following is not a potential advantage associated with investing through a mutual fund?

A) diversification
B) simplified recordkeeping
C) lower cost associated with portfolio management
D) price discovery

4. Any person who willfully acts in violation of the Securities Act of 1933, or any SEC rule, is subject to a
penalty of:

A) 10 years in prison or a $10,000 fine, or both.
B) 5 years in prison or a $10,000 fine, or both.
C) 5 years in prison or a $5,000 fine, or both.
D) 10 years in prison or a $25,000 fine, or both.

5. Under current tax laws, which of the following distributions received from a mutual fund qualify for
preferential tax treatment?
I. short-term capital gains
II. long-term capital gains
III. qualifying dividends
IV. non-qualifying dividends

A) I, II, and III only
B) I, II, III, and IV
C) II and III only
D) III only

Solutions: